Internal Control and Risk Management
| Accounting Internal Controls - Guidance |
|---|
| Description | Last Revised | Format |
|---|---|---|
| About Internal Control and Five Components of Internal Controls | Online | |
| Memorandum of Understanding - Shaping a Culture of Accountability | 05/16/2023 | |
| Memorandum of Understanding - Shaping a Culture of Accountability (Agency with less than 7 employees) | 05/16/2023 |
Return to Accounting - Internal Controls
| Accounting Internal Controls - Tools |
|---|
| Description | Last Revised | Format |
|---|---|---|
| Brainstorming Techniques | 09/09/2009 | |
| Continuous Risk Process | 08/18/2009 | |
| Event Tree - Actions applied to an event (risk) and expected consequences of those actions | 08/18/2009 | |
| Model Internal Control Plan | 09/18/2009 | Word |
| Process Matrix | Online | |
| Risk Assessment Methods and Measures | Online | |
| Risk Identification and Evaluation | Online | |
| Risk Assessment Tool Kit | 09/14/2009 | |
| Risk Assessment Technique Considerations | Online | |
| SWOT (Strengths, Weaknesses, Opportunities, Threats) | ||
| SWOT Profile | 09/08/2009 | |
| SWOT Response | 09/08/2009 | |
| SWOT Profile Form | 09/14/2009 | |
Return to Accounting - Internal Controls
| Accounting Internal Controls - Self Assessment |
|---|
| Description | Last Revised | Format |
|---|---|---|
| Entity Level Controls | 09/21/2009 | |
| Expenditures and Disbursements | 09/22/2009 | |
| Example Questions for Individuals or Focus Groups | 03/05/2008 |
Return to Accounting - Internal Controls
| Accounting Internal Controls - Other Tools |
|---|
| Description | Last Revised | Format |
|---|---|---|
| Sample Internal Controls Checklist | 09/18/2009 | |
| Small Agency Finance Management Self-Assessment Tool | 10/23/2009 |