Internal Control and Risk Management

 

 

 

Accounting Internal Controls - Guidance
Description Last Revised Format
About Internal Control and Five Components of Internal Controls Online
Memorandum of Understanding - Shaping a Culture of Accountability 05/16/2023 PDF
Memorandum of Understanding - Shaping a Culture of Accountability (Agency with less than 7 employees) 05/16/2023 PDF

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Accounting Internal Controls - Tools
Description Last Revised Format
Brainstorming Techniques 09/09/2009 PDF
Continuous Risk Process 08/18/2009 PDF
Event Tree - Actions applied to an event (risk) and expected consequences of those actions 08/18/2009 PDF
Model Internal Control Plan 09/18/2009 Word
Process Matrix Online
Risk Assessment Methods and Measures Online
Risk Identification and Evaluation Online
Risk Assessment Tool Kit 09/14/2009 PDF
Risk Assessment Technique Considerations Online
SWOT (Strengths, Weaknesses, Opportunities, Threats)
SWOT Profile 09/08/2009 PDF
SWOT Response 09/08/2009 PDF
SWOT Profile Form 09/14/2009 PDF

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Accounting Internal Controls - Self Assessment
Description Last Revised Format
Entity Level Controls 09/21/2009 PDF
Expenditures and Disbursements 09/22/2009 PDF
Example Questions for Individuals or Focus Groups 03/05/2008 PDF

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Accounting Internal Controls - Other Tools
Description Last Revised Format
Sample Internal Controls Checklist 09/18/2009 PDF
Small Agency Finance Management Self-Assessment Tool 10/23/2009 PDF

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