Internal Control & Risk Management Tools
AS Internal Controls - Shaping a Culture of Accountability
Internal Control Guidance
- About Internal Control & Five Components of Internal Controls
- Memorandum of Understanding - Shaping a Culture of Accountability
- Memorandum of Understanding - Shaping a Culture of Accountability(Agency with less than 7 employees)
Internal Control Tools
- Brainstorming Techniques
- Continuous Risk Process
- Event Tree - Actions applied to an event (risk) and expected consequences of those actions
- Model Internal Control Plan
- Process Matrix
- Risk Assessment Methods and Measures
- Risk Identification and Evaluation
- Risk Assessment Tool Kit
- Risk Assessment Technique Considerations
- SWOT (Strengths, Weaknesses, Opportunities, Threats)
Self-Assessment Tools
- Entity Level Controls
- Expenditures and Disbursements
- Example Questions for Individuals or Focus Groups
Other Tools
Icons from www.flaticon.com