adInternal Controls       -     shaping a culture of accountability

Internal Control & Risk Management Tools

 

Internal Controls Training

Internal Control Guidance

Internal Control Tools

Self Assessment Tools

Other Tools

Correspondence

 

Internal Controls Training

 

FEDERAL GRANT TRAINING

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Date

Time

Location

Register

 

 

Currently not training scheduled

 

 

 

 

 

UPCOMING AUDIO CONFERENCES

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Date

Time

Location

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To read more detailed information of the conference click.

Clicking on the link “register” will set-up your email to request the proper training session. To ensure proper routing, please Do Not change the subject line.  

If the above links do not open your default email application, please send an email to as.stateaccounting@nebraska.gov  and enter subject line of _____

Once your email is opened, if you are registering only for yourself, all you need to do is click Send.  If you are registering for more than one person, include the total of people attending in the body of the email.

There should be a signature line on your email which includes a minimum of your name, your agency, and your phone number.

 

Internal Control Training

Topic

Date

Time

Location

Comments

Register

 

Clicking on the link “register” will open your email and all you need to do is click on Send.
To ensure proper routing, please DO NOT change the subject line.  If for some reason the registration link does not work you may email
as.stateaccounting@nebraska.gov  and enter the subject line of _____.  Identify the Topic and date of the session you would like to register for.

There should be a signature line on your email which includes a minimum of your name, your agency, and your phone number.

Internal Control GuidANCE

Internal Control Guidebook (doc)             Coming Soon!

Five Components of Internal Controls

Memorandum of Understanding – Shaping A Culture of Accountability

Internal control tools

Brainstorming Techniques

Continuous Risk Process 

Event Tree – Actions Applied to an Event (Risk) and Expected Consequences of those Actions

Model Internal Control Plan

Process Matrix

Risk Control Methods and Measures (htm)                               

Risk Identification and Evaluation (htm)                        

Risk Assessment Form (htm)                                                         Risk Assessment Form (pdf-fillable)

Risk Assessment Technique Considerations (htm)

Strengths, Weaknesses, Opportunities, Threats (SWOT)   SWOT Profile     SWOT Response      SWOT Profile fill-in form (pdf- fillable)

 

 

Agency Self Assessment tools

 

Entity Level Controls (pdf)                                                              Entity Level Controls (pdf-fillable)                                                                                                           

Expenditures and Disbursements (pdf)                                       Expenditures and Disbursements (pdf-filable)

Example Questions for individuals or focus groups (pdf)

Other tools

 

Sample Internal Controls Checklist (pdf-fillable)

Small Agency Finance Management Self Assessment Tool (pdf-fillable)

correspondence

Updated Employee Expense Reimbursement Form 4-25-13

Pre-Audit Certification Training has been scheduled 4-3-13

Grant Reform and Training Session (Proposed OMB changes are an attachment to this document) 3-20-13

Pre-Audit Certification Class Registration  3-8-12

Federal Grant Management Training 10-19-11

Dave Hancox Presentation September 21, 2011  8-25-11

How to Close Out ARRA (and Other) Grants – Bob Lloyd Audio - September 15, 2011    8-25-11

Pre-audit Certification Training - September 13, 2011   8-25-11

Grant Training Session – Company is Coming!   Reserve theses dates – June 1 and 2   5-17-11

Audio Conference – 2011 Compliance Supplement 5-3-11

The Apprehension of Being Ethical Audio 4-27-11

Pre-audit Training – Classes for May and July 4-22-11

Pre-audit Training – Three Classes Scheduled 4-7-11

Quarterly Pre-Audit Certification Class 4-7-11

Subreceipient or Vendor (AS Financial Contacts) 3-10-11

Designing Internal Controls for Federal Programs (AS Financial Contacts) 1-28-11

Audio Conference “The Year in Review: An Ethical Perspective” to be held February 16, 2011  (Constant Contacts) 1-25-11

Volunteer Programs (Constant Contacts) 12-1-10

Pre-audit Certification Class   9-2-10

Fraud News to Use  7-7-10

Pre-audit Certification Class   11-25-09

Process for paying TSB Vehicle Expense 10-20-09

Independent Contractual Services 10-20-09

Audio Conference October 7 – Internal Controls Issues 10-7-09

Account Codes 516100 and 522500  8-24-09

LB533 – Regarding Meal Receipts and Expense Re-imbursement Document (ERD) Submission (htm)  5-22-09

State Accounting Policy re: Internal Control Plan

Test 4

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